FINRA Administered Qualification Examination Test Preparation Study Guide

Financial Industry Regulatory Authority (FINRA) administers the following exams:

1. National Commodity Futures (CR):
The exam consists of 120 questions that the candidate needs to complete in 150 minutes. Cost of applying for the exam is $105.

2. Registered Options Principal (OP):
The exam consists of 125 questions that the candidate needs to complete in 180 minutes. Cost of applying for the exam is $90.

3. Investment Company Products/Variable Contracts Representative (IR):
The exam consists of 100 questions that the candidate needs to complete in 135 minutes. Cost of applying for the exam is $85.

4.General Securities Representative (GS):
The exam consists of 250 questions that the candidate needs to complete in 360 minutes. Cost of applying for the exam is $265.

5. General Securities Sales Supervisor (Options Module (FINRA-SU):
The exam consists of 55 questions that the candidate needs to complete in 90 minutes. Cost of applying for the exam is $70.

6. General Securities Sales Supervisor General Module (FINRA-SU):
The exam consists of 145 questions that the candidate needs to complete in 240 minutes. Cost of applying for the exam is $110.

7. Assistant Representative-Order Processing (AR):
The exam consists of 50 questions that the candidate needs to complete in 60 minutes. Cost of applying for the exam is $70.

8. Compliance Officer (NYSE-CO):
The exam consists of 110 questions that the candidate needs to complete in 180 minutes. Cost of applying for the exam is $320.

9.Limited Registered Representative (IE):
The exam consists of 100 questions that the candidate needs to complete in 120 minutes. Cost of applying for the exam is $70.

10. Direct Participation Programs Representative (DR):
The exam consists of 100 questions that the candidate needs to complete in 135 minutes. Cost of applying for the exam is $85.

11. General Securities Principal Sales Supervisor Module (GP):
The exam consists of 100 questions that the candidate needs to complete in 150 minutes. Cost of applying for the exam is $85.

12. General Securities Principal (GP:
The exam consists of 150 questions that the candidate needs to complete in 210 minutes. Cost of applying for the exam is $105.

13. Investment Company Products/Variable Contracts (IP):
The exam consists of 110 questions that the candidate needs to complete in 150 minutes. Cost of applying for the exam is $85.

14. Financial and Operations Principal (FN):
The exam consists of 145 questions that the candidate needs to complete in 210 minutes. Cost of applying for the exam is $105.

15. Introducing Broker/Dealer Financial and Operations Principal (FI):
The exam consists of 95 questions that the candidate needs to complete in 120 minutes. Cost of applying for the exam is $85.

16. Branch Managers Examination - Futures:
The exam consists of 50 questions that the candidate needs to complete in 60 minutes. Cost of applying for the exam is $70.

17. Futures Managed Funds Examination:
The exam consists of 45 questions that the candidate needs to complete in 60 minutes. Cost of applying for the exam is $70.

18. Limited Futures Exam-Regulations:
The exam consists of 35 questions that the candidate needs to complete in 45 minutes. Cost of applying for the exam is $70.

19. Retail Off-Exchange Forex Examination:
The exam consists of 40 questions that the candidate needs to complete in 60 minutes. Cost of applying for the exam is $70.

20. Canada Module of S7 (CD) [Options Required]:
The exam consists of 90 questions that the candidate needs to complete in 150 minutes. Cost of applying for the exam is $160.

21. Canada Module of S7 (CN) [No Options Required]:
The exam consists of 45 questions that the candidate needs to complete in 75 minutes. Cost of applying for the exam is $160.

22. Direct Participation Programs Principal (DP):
The exam consists of 100 questions that the candidate needs to complete in 135 minutes. Cost of applying for the exam is $80.

23. Registered Options Representative (OR):
The exam consists of 50 questions that the candidate needs to complete in 90 minutes. Cost of applying for the exam is $65.

24. Municipal Fund Securities Limited Principal (FP):
The exam consists of 60 questions that the candidate needs to complete in 90 minutes. Cost of applying for the exam is $145.

25. Municipal Securities Representative (MR):
The exam consists of 115 questions that the candidate needs to complete in 210 minutes. Cost of applying for the exam is $170.

26. Municipal Securities Principal (MP):
The exam consists of 100 questions that the candidate needs to complete in 180 minutes. Cost of applying for the exam is $155.

27. Limited Representative-Equity Trader Examination (ET):
The exam consists of 100 questions that the candidate needs to complete in 180 minutes. Cost of applying for the exam is $95.

28. Corporate Securities Limited Representative (CS):
The exam consists of 115 questions that the candidate needs to complete in 150 minutes. Cost of applying for the exam is $80.

29. Uniform Securities Agent State Law Exam (AG):
The exam consists of 60 questions that the candidate needs to complete in 75 minutes. Cost of applying for the exam is $96.

30. NASAA-Investment Advisors Law Exam (RA):
The exam consists of 130 questions that the candidate needs to complete in 180 minutes. Cost of applying for the exam is $135.

31. NASAA-Uniform Combined State Law Exam (AG and/or RA):
The exam consists of 100 questions that the candidate needs to complete in 150 minutes. Cost of applying for the exam is $128.

32. Government Securities Representative (RG):
The exam consists of 100 questions that the candidate needs to complete in 180 minutes. Cost of applying for the exam is $95.

33. Limited Representative - Investment Banking:
The exam consists of 175 questions that the candidate needs to complete in 300 minutes. Cost of applying for the exam is $265.

34. Limited Representative-Private Securities Offerings (PR):
The exam consists of 100 questions that the candidate needs to complete in 150 minutes. Cost of applying for the exam is $80.

35. Research Analyst (RS) Part I Analysis Module:
The exam consists of 100 questions that the candidate needs to complete in 240 minutes. Cost of applying for the exam is $160.

36. Research Analyst (RS)Part II Regulations Module:
The exam consists of 50 questions that the candidate needs to complete in 90 minutes. Cost of applying for the exam is $115.

Study Guide And Preparation Tips For FINRA Administered Qualification Examination

A Complete FINRA Administered Qualification Examination study guide that includes sample questions, test tips and a complete study plan prepared by a team of expert and dedicated researchers. Cost-effective and qualified exam help from a committed exam preparation company.